Government Grant Policies and Resources
The Office of Management and Budget released the new “Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards; Final Rule” on December 26, 2013 (2 CFR Chapter I, Chapter II, Part 200, et al.). The “Uniform Guidance” became effective on December 26th, 2014 for new awards and funding increments issued on or after that date.
Below is a list of expenses which are not reimbursable under the terms and conditions of federally sponsored agreements and/or those specifically identified as unallowable in Subpart E of the OMB Uniform Guidance. Questions about this policy should be directed to Senior Accountant Denise Risoli (firstname.lastname@example.org).
- Advertising and public relations (unless for recruitment of employees or human subjects)
- Alcoholic beverages
- Alumni/ae activities
- Bad debts
- Commencement or convocation costs
- Contingency provisions
- Charitable contributions, donations, remembrances
- Development/fundraising costs
- Entertainment costs
- Fines and penalties
- Goods or services for personal use of employees (including gifts)
- Housing and personal living expenses of college officers
- Investment management costs
- Losses on other sponsored agreements or contracts (cost overruns)
- Preagreement costs, unless approved by the sponsoring agency or permitted under expanded authorities
- Selling and marketing costs of any products or services of the institution
- Student activity costs incurred for intramural activities, student publications, or student clubs
- Travel: Commercial air travel costs in excess of the lowest available commercial discount airfare, Federal government contract airfare (where authorized and available), or customary standard (coach or equivalent) airfare. Note: Under the Fly America Act, you must fly with a U.S. carrier unless the non-US carrier is a subcontractor to a US carrier or there is absolutely no US carrier to your destination.
- Trustee travel
- Interest expense: Interest paid to external parties that is associated with the acquisition of equipment or other capital assets is generally allowable.
On March 18, 2013, NSF transitioned all project reporting from FastLane to Research.gov. This means that Principal Investigators (PIs) and Co-PIs will now use Research.gov to meet all NSF project reporting requirements, including submission of final, annual and interim project reports and the Project Outcomes Report. You can login to Research.gov using your FastLane user ID and password.
- Project Reports background and instructions
- NSF Project Report Template (Note: This template should only be used for preparing your responses; you must enter information into text boxes to complete your report on Research.gov.)
National Science Foundation (NSF)
- From the May 2012 NSF/NIH Workshop at Swarthmore College:
- NSF Proposal & Award Policies and Procedures Guide (December 2014)
- NSF FastLane Help
- Revised Merit Review Criteria Resources
- Spring 2013 NSF/NIH Update from SPIR [pdf] for natural and social science faculty
- National Science Board - Science and Engineering Indicators 2012
- NSF Funding Trends
- Swarthmore College's Responsible Conduct of Research Policy [pdf]
- Become a reviewer at the National Science Foundation
National Institutes of Health (NIH)
- From the May 2012 NSF/NIH Workshop at Swarthmore College:
- NIH - Grant Application Basics
- Writing Your Application
- NIH - Grants Policy & Guidance
- Research Portfolio Online Reporting Tool (RePORT) (reports, data, and analyses of NIH research activities, including program success rates)
- RePORT Expenditures & Results (RePORTER) (search portfolios of funded research)
- Spring 2013 NSF/NIH Update from SPIR [pdf]
- All About Grants Podcasts
- Become a reviewer at the National Institutes of Health
National Endowment for the Arts (NEA)
National Endowment for the Humanities (NEH)
- NEH - Grants
- NEH - Grant Management
- NEH's Strategic Plan (FY2013-FY2017)
- NEH Budget, Planning, and Performance Results
- NEH announces $21.1 Million for 248 Humanities Projects (3/23/2016)
- Become a reviewer at the National Endowment for the Humanities
Swarthmore College Instructions for Preparation/Submission of Electronic Grant Proposals
Grants.gov is the central application and information resource for Federal grant programs. Be sure to read program announcements carefully (whether you find them on Grants.gov or an agency's own web site) to determine if submission via Grants.gov is required.
Important Note: Legacy PDF Application Package will be phased out on December 31, 2017 and applicants will be required to use the new Workspace system. Stay tuned for more details on this change.
NOTE: Read your program announcement carefully to determine whether your grant proposal should be submitted via FastLane or Grants.gov. The Sponsored Programs office is the Sponsored Research Office (SRO), which submits all NSF proposals.
- First step for first-time users: contact Tania Johnson (email@example.com, x5713) to sign up as a new user to FastLane. This takes only a few minutes and will allow you access to the site. You can then choose a password to access your account, either as Principal Investigator or as Co-Principal Investigator.
- To prepare your proposal on FastLane, log into the site and click on "Proposals, Awards, & Status." Then click on the "Proposal Preparation" link and follow the instructions.
- In order for the Sponsored Programs office to submit your proposal, you must give us "SRO access" to the proposal. When you access the FastLane web site, at the "Proposal Forms Preparation" function, you will click on the "Allow SRO Access" button and choose the "Allow SRO to view, edit and submit proposal" access level. The system then sends Tania an email that lets her know you are ready to submit your proposal. (You can still edit your proposal after giving "SRO permission" to submit it.)
- Make an appointment on the day you would like to submit your proposal. We will check to be sure all of the forms have been completed, and if everything is in order, will submit the proposal for you. After submission, we will notify the Provost's office, and they will sign electronically as "Authorized Organizational Representative." The newly submitted proposal will now be listed under "Submitted Proposals." A Proposal ID will be assigned, and e-mails will be sent to all SRO representatives, as well as the PI of the proposal.